6213 98th Street, Lubbock, TX 79424
$25 - $50 / Hour
Job Overview: We are seeking a diligent and detail-oriented Assistant Compliance Manager to support the Chief Compliance Officer (CCO) with managing the firm’s compliance program. This role involves ensuring that our Registered Investment Adviser (RIA) firm adheres to SEC and FINRA regulatory requirements. The ideal candidate will assist in the review of books and records, ensure the firm's compliance calendar is followed, and handle any compliance issues that arise.
Key Responsibilities:
Qualifications:
Why Join Us?
Job Type: Part-time
Pay: $25.00 - $50.00 per hour
Expected hours: 5 – 10 per week
Physical Setting: Office
Schedule: Monday to Friday
Experience: Compliance management: 5 years (Required)
Security clearance: Confidential (Required)
Work Location: Hybrid remote in Lubbock, TX 79424
Please mention you found this job on JobDevOps. Thanks and good luck!
Please mention you found this job on JobDevOps. Thanks and good luck!
Posted on Oct 3
$41 / Hour
$41 / Hour
$21.5 - $30.7 / Hour
$21.5 - $30.7 / Hour